Investment Policy Statement (IPS)

Generating an Investment Policy Statement (IPS) is an important step in the client relationship, ensuring transparency and quality of service.

On June 30, 2020, the Security and Exchange Commission’s Regulation Best Interest (Reg BI) goes into effect for broker-dealers, registered investment advisers, and dual registrants, making the IPS an indispensable part of the process.

Many advisors still use home-made templates to generate IPS, and we can do better than that.

Our state-of-the-art IPS is the perfect tool for advisors to tell their stories:

  • The value-add story;
  • The long-term story;
  • The fiduciary story.

Leveraging our advanced capabilities in risk tolerance and visualization, this IPS helps advisors establish a solid foundation for a trusting relationship for years to come.

Email to request a sample IPS.

Click here to request demo and be eligible for free trial.

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